By Section:
1. Solar Wind Regimes
2. Previous Data on Solar Wind Composition
2.1 He/H Fractionation in Different Solar Wind
Regimes
2.2 "Heavy" Element Solar Wind Compositional Data
2.3 Lunar Sample Data
2.4 Solar Wind/Photosphere Elemental Fractionation
2.5 Solar Wind/Photosphere Isotopic Fractionation
3. Determination of Solar Wind Regime
1. Solar Wind Regimes
There are two types of solar wind flow: quasi-stationary and
transient (see, for example, the review by Neugebauer, 1991).
There are at least two sources of quasi-stationary solar wind:
fast flows from coronal holes (CH) and slow "interstream"
(IS) flows, some or all of which originate in or near visible
structures called coronal streamers. Coronal holes are regions
of the solar corona with open or unipolar magnetic fields and
anomalously low density which appear dark in x-ray images of the
Sun. Coronal streamers, on the other hand, are bright, dense
structures extending well out into the corona. The "quiet
corona" between the holes and the streamers may also lead
to slow, interstream flow; alternatively, the entire quasi-stationary
solar wind may originate only in coronal holes and streamers whose
flows expand laterally to fill all solar latitudes and longitudes.
Transient flows of the solar wind are produced by solar eruptions
referred to as coronal mass ejections (CME). CMEs are associated
with the disruption of closed magnetic field lines above the solar
surface. Depending on the energy released in the eruption, the
solar wind from a CME can have either low or high speed. The
frequency of occurrence of CMEs varies in concert with the solar
activity cycle.
Research on the properties of the solar wind reveals that in
the near-equatorial solar regions, the elemental abundances in
the solar wind are different for the different types of flow.
In the next section we review what is known about the abundance
variations from one solar wind regime to the next and in the final
section we discuss how the different solar wind regimes can be
recognized from the monitor data.
2. Previous Data on Solar Wind Composition
2.1 He/H Fractionation in Different Solar Wind Regimes.
The solar wind He/H is the best known solar wind compositional
parameter, and it is also the most highly variable. It can be
readily measured with spacecraft instruments, and the behavior
of this ratio in different solar wind regimes is well documented,
even if not well understood (e.g. Neugebauer, 1981; Ogilvie, et
al., 1989). Variations of factors of 100 or larger are observed
on time scales ranging from minutes to days. In solar cycle 20,
long term averages (six months) showed a systematic trend with
the solar cycle, with higher (about 0.05 atomic) ratios associated
with solar maximum and lower (about 0.03) ratios with solar minimum.
The solar cycle 21 data shown in Ogilvie et al. were consistent
with cycle 20, but showed more structure. In general, although short
term variations in the solar wind abundances are probably present for
all elements, one might expect that long-term averages would converge
to well-defined values, even if consistently different from the
photosphere. This topic is discussed further in
Section 2.2.
During the decline from solar activity maximum the solar wind
is strongly influenced by high speed streams coming from equatorial
extensions of large polar coronal holes. In those high speed
streams the He/H ratio is relatively constant at about 0.05, and
other solar wind parameters are relatively uniform as well. The
uniformity led Bame et al. (1975) to propose that 0.05
is the photospheric He/H. Although that suggestion has not gained
support, there is now clear evidence that coronal hole solar wind
has the least elemental fractionation (Geiss, 1982; Reames et
al., 1991; Geiss et al., 1994a; 1995).
Very low values of He/H are observed in the plasma sheet associated
with flow from coronal streamers, commonly reaching a value of
~0.02 (Borrini et al., 1981). At the other extreme, CME
plasma often contains patchy regions with extremely high helium
enrichments, with He/H sometimes reaching 0.4, or greater (e.g.,
Neugebauer, 1981; Borrini et al., 1982). At least qualitatively,
the long-term variability of the He/H ratio can probably be explained
on the basis of the contributions of coronal holes, coronal streamers,
and CMEs to the ecliptic plane solar wind in proportions that
vary over the solar cycle. Independent compositional measurements
of solar wind from coronal holes, coronal streamers, and CMEs
are thus clearly important.
Helioseismology has provided an estimate of the solar He/H
ratio of 0.07-0.08 by atom (Dziembowski et al., 1991) which,
if correct, means that, on the average, the solar wind essentially
always has a depletion of He relative to H, a conclusion previously
adopted by several workers (e.g. Geiss, 1982, Meyer, 1985). The
large He/H variations and their apparent failure to converge
on the average solar value do not, in themselves, exclude the
possibility that appropriate averages of the solar wind abundances
of heavier elements give correct average solar system proportions.
For two plausible mechanisms of fractionation, incomplete acceleration
of heavy ions by proton Coulomb friction or incomplete ionization
of some elements in the initial acceleration phase, He is expected
to be the most fractionated element (see Neugebauer, 1981; Geiss,
1982, for general discussions).
In summary, the high degree of variability in He/H, the
lack of a well-defined long term average, and the possibility
of a systematic difference with the photospheric He/H are problems
in interpreting solar wind composition in terms of solar abundances
for heavier elements; however, it is quite likely that H and He
are unique elements. It is clearly important to have independent
compositional data on the different solar wind regimes, even in
a mission focused on planetary science objectives.
2.2 "Heavy" Element Solar Wind Compositional Data.
Good data are available for the light noble gas isotopes (3He,
4He, 20,22Ne, and 36Ar)
from the Apollo Solar Wind Composition foils (Geiss et al.,
1972). Aluminum and platinum foils were exposed to the solar
wind for times ranging from 1 to 44 hours during five Apollo missions
and returned for laboratory mass spectrometric analysis. On these
short time scales, the absolute fluxes varied by about a factor
of 4, as would be expected from spacecraft data; the ratios, however,
showed less variation (total ranges: 26% in 4He/3He
and 35% in 4He/20Ne).
These ratios are correlated in a way which can be interpreted
as systematic mass fractionation, but there is no correlation
between ratios and absolute fluxes, as might have been expected
for some mass fractionation mechanisms. An alternative interpretation
is that the above variations are in 4He relative to 3He
and 20Ne, thus the 3He/20Ne ratio in the
foil data is constant within errors. The ratio 20Ne/36Ar
is also constant, although the errors are larger.
Although limited to a few nuclei, the Apollo foil data provide
an important reference for the interpretation of results from
our solar wind sample return instrument, most importantly in testing
the significance of long term averages. In this context the He
and Ne fluxes and the overall average He/Ne (470) from ISEE-3
data (Bochsler et al., 1986) are fairly close to the Apollo
foil results (average He/Ne of 6 missions=530). Thus, in these
ratios there appears to be some convergence in a longterm
average for species relatively less "diverse" (e.g.
in charge/mass) than H and He, supporting the above interpretation
that He/H shows the largest compositional variation.
Electronic instruments have also provided data on elements other
than H and He. For cycle 21, the ISEE3 instrument (Coplan
et al, 1983), employed a combined velocity (Wien filter)
and energy/charge measurement to obtain mass/charge data. This
instrument provided long-term data for O, Ne, (Bochsler, et
al., 1986), Fe (Schmid et al., 1988) and Si (Bochsler,
1989), but could not overcome the problems of exact or close mass/charge
coincidences between different ions, e.g. 12C+6
and 4He++ or 12C+5
and 24Mg+10. Even with
minimal overlaps of charge to mass for one charge state, uncertainties
in the overall charge distribution produces errors in abundances.
An additional difficulty with the ISEE-3 abundances is that they
represent a biased sampling of solar wind because of the limitation
to velocities <600 km/sec and low temperature conditions (Bochsler
et al., 1986), although a large number of spectra are available
(Ogilvie et al., 1989). Several reviews of the ISEE-3
data are available (e.g. Bochsler and Geiss, 1989 or Coplan et
al., 1990).
The solar wind composition instrument on Ulysses (SWICS) involves
three parameter measurements: velocity (by timeofflight),
energy/charge (electrostatic analyzer), and energy (semiconductor
detector). The Ulysses instrument has performed well, and good
abundance and ionization state distribution data are becoming
available for C, O, Ne, Mg, Si, S, and Fe for both low speed,
coronal hole, and transient regimes (e.g., Geiss et al.,
1995a, 1995b; von Steiger et al., 1995).
In the latest generation of in situ detectors, the principal
new instruments are spectrometers that use a novel electrostatic
mirror to determine the ion mass independent of its velocity or
original charge state (Hamilton et al., 1990; Gloeckler
et al., 1995). The first flight test of this type of instrument
was on the WIND spacecraft launched in late 1994. Presently a similar
instrument has been functioning on SOHO since its launch in 1995, with
another due on the Advanced Composition Explorer (ACE) in 1997.
This type of Solar Wind Ion Mass Spectrometer
(SWIMS, as it is called on ACE, MASS on WIND, or MTOF, part of
the CELIAS package on SOHO)
is the first to separate ions by mass alone. It has a mass resolution
M/(delta)M > 100, where (delta)M
is the FWHM peak width, allowing relatively good separation of
mass units up to about 60 amu. Transmission is between 2.5 and
10% and is element-specific, as it depends on the fraction of
ions emerging from a thin foil in the singly ionized state. With
an effective aperture of 0.013 cm2, the anticipated
counting rate of Fe, for example, is ~3,700 ions/minute. The
in-flight performance of MASS was disappointingly limited by a
background caused by solar wind helium which hampers analysis
of ions with mass/charge near 2 amu/q. CELIAS on SOHO has done
better so far, as the electronics are improved, it has a larger aperture,
and the spacecraft is 3-axis stabilized, so that the instrument is continuously
sun-pointing. Results so far (e.g., Bochsler et al., 1996) are consistent with
expectations that SWIMS/MASS/MTOF will
gather abundance data on elements more abundant than Ar,
and on a few isotopic ratios such as 20Ne/22Ne
or 24Mg/25Mg/26Mg,
28Si/29Si/30Si, and
54Fe/56Fe to a precision of ~5%.
Elements heavier than ~Ni are not expected to be measured by
SWIMS due to the low abundances and the relatively poor mass resolution
in that range. Li, Be, and B will not be measurable either because
of their expected low abundances. We therefore expect a solar
wind sample return to be highly complementary to the present and
planned in-situ solar wind missions.
In summary, electronic instruments and foil collectors
provide very complementary kinds of information. In general electronic
instruments have difficulty in providing the elemental and isotopic
coverage of the collector foils, in covering the total range of
solar wind conditions, and in providing accurate long term averages.
Although our design provides independent collector arrays for
3 major solar wind regimes, these arrays cannot provide the detailed
time resolution or the ionization state distribution information
obtainable from electronic instruments. The time and charge data
are vital for solar and heliospheric physics, but of lesser importance
for planetary science. The level of abundance precision for planetary
science applications is not especially important for solar physics.
Close comparisons of foil and instrument data can be made through
the relative elemental abundances of C, O, Ne, Mg, Si and Fe.
| FIP | Solar Wind in Ecliptic | Solar Wind From Coronal Holes | SEP-based Corona | Photosphere | |
| H | 13.60 | 1900±400 a | 824±80 d,1 | 1175 o | |
| He | 24.59 | 75±20 b | 48.5±5 d,1 | 55±3 m | 115 o |
| C | 11.26 | 0.72±0.10 c | 0.70±0.10 c | 0.428±0.043 n | 0.468 p |
| N | 14.53 | 0.129±0.008 d,1 | 0.145±0.011 d,1 | 0.123±0.009 n | 0.117 q |
| O | 13.62 | 1 | 1 | 1 | 1 |
| Ne | 21.56 | 0.17±0.002 b | 0.136±0.011 d,1 | 0.142±0.014 n | 0.138 o |
| 0.14±0.02 e,2 | |||||
| Mg | 21.56 | 0.16±0.03 c | 0.083±0.02 c | 0.193±0.011 n | 0.0447 o |
| Si | 8.15 | 0.19±0.04 f | 0.054±0.009 d,1 | 0.164±0.0099 n | 0.0417 o |
| 0.18±0.02 g | |||||
| S | 10.36 | 0.038±0.009 d,1 | 0.019±0.003 d,1 | 0.0377±0.0016 n | 0.0191 o |
| 0.05±0.02 e,2 | 0.022±0.008 h,2 | ||||
| Ar | 15.76 | 0.004±0.001 i,2 | 0.0037±0.0006 n | 0.00447 o | |
| Fe | 7.87 | 0.19±(0.10,0.07) j,2 | 0.057±0.007 d,1 | 0.172±0.023 n | 0.0355 r |
| 0.12±0.03 k | |||||
| Kr 3 | 14.00 | 3.4±0.4 l,2 | 1.89 o | ||
| Xe 3 | 12.13 | 0.88±0.12 l,2 | 0.197 o |
| a. Bame et al. 1975 | g. Galvin et al. 1993 | m. Reames 1993 |
| b. Bochsler et al. 1986 | h. Shafer et al. 1993 | n. Garrard and Stone 1993 |
| c. this work | i. Cerutti 1974 | o. Anders and Grevesse 1989 |
| d. Gloeckler et al. 1989 | j. Schmid et al. 1988 | p. Grevesse et al. 1992 |
| e. Geiss et al. 1970b | k. Ipavich et al. 1992 | q. Grevesse and Anders 1991 |
| f. Bochsler 1989 | l. Wieler et al. 1993 | r. Hannaford et al. 1992 |
The data in Table G1 support the conclusion that the elements with low first ionization potentials (FIP) are over-abundant and that, collectively, the low-FIP elements Mg, Si, and Fe have a greater fractionation in the average in-ecliptic solar wind than they do in the wind from coronal holes. At the present limits of error, there is no evidence of fractionation among the low FIP elements Mg, Si, and Fe. These points are illustrated in Figure G1 which shows abundances in the solar wind, again relative to O, as a function of first ionization time (FIT). FIT takes into account all modes of ion excitation and ionization, and is therefore a more physically relevant parameter than FIP. Figure G1 shows a clear differentiation between the interstream and the coronal-hole regimes. (It should be noted that the Xe, Kr, and Ar points in Figure G1 were derived from lunar and meteorite data and assumed to be more representative of the interstream than of the coronal hole flow.)
Progress continues to be made in reducing the uncertainties in the systematics of elemental fractionation between the photosphere and the solar wind. New data from Ulysses, Wind, SOHO, and eventually ACE will provide ever smaller error bars in figures such as G1. At the same time, theoretical understanding of elemental fractionation is also continuing rapidly. It is clear that both theoretical understanding and the ability to correct observed solar wind abundances for the fractionation occurring between the photosphere and the wind is close at hand. But even today, we can say that to a fairly good approximation, the higher-FIP elements with first ionization times longer than ~10 s lie on or close to a power law curve with a slope of approximately -0.5, whereas for elements with FIP < ~10.2 eV (the energy of Ly-alpha photons), the fractionation is a constant depending on the solar-wind regime, implying that the relative solar wind abundances of low FIP (planet forming) elements are the same as in the photosphere.
The message to be derived from Fig. G1 is that, as time goes on, it will become increasingly easy and reliable to correct for elemental fractionation between the photosphere and the solar wind. This will be a bootstrapping procedure. If we know a few (e.g., C, N, O, Mg, Si, Fe) photospheric abundances well, comparison to solar wind data provides solar abundances for those elements poorly observed in the photosphere.
2.5 Solar Wind/Photosphere Isotopic Fractionation. What little data exist on the isotopic composition of the solar wind are consistent with there being little or no compositional difference between the different solar wind regimes. No significant variations in the 20Ne/22Ne ratios were found with the Apollo foil experiments (Geiss et al., 1972). Although the ISEE-3 instruments and the SWICS instrument on Ulysses observed large hour-to-hour and day-to-day variations in the 3He/4He ratio, there were apparently no systematic variations associated with solar wind speed or regime (Coplan et al., 1983; Ogilvie et al., 1989; Bodmer et al., 1995). First results from the WIND/MASS experiment show that the 24Mg:25Mg:26Mg ratios are the same, within the measurement uncertainties, for low- and high-speed solar wind (Bochsler et al., 1996). The theoretical model of Marsch et al. (1995) predicts solar wind/photospheric fractionations of typically less than 1 o/oo for the Mg isotopes. Finally, as discussed in Document II-A, it is very important to note that variations in heavy element isotopic abundances should be relatively insensitive to fractionations based on FIP or any other atomic property.
3. Determination of Solar Wind Regime
This section deals with how we plan to distinguish different
solar wind regimes using real-time data from the monitors in order
to expose different collector panels to the different types of
solar wind.
As discussed above, the principal distinction between the quasi-stationary
flows from coronal holes and that from streamers is that of their
speeds, although there are other differences as well. Transient
flows associated with CMEs have several characteristic features;
the ones most relevant to the present discussion are:
Another discriminator between quasi-stationary and transient
high speed flows is that interplanetary shocks are often detected
about half a day ahead of fast CMEs, whereas, near 1 AU, the fast
flow from coronal holes is seldom preceded by a shock. Interplanetary
shocks are easily identified as simultaneous, abrupt jumps in
the speed, density, and temperature of both protons, alpha particles,
and electrons.
The approach to the real-time identification of solar-wind regimes
proposed for the Genesis mission is based on analysis of plasma
parameters measured by the ISEE3 spacecraft between August,
1978 and February, 1980 and by the IMP 68 spacecraft in
19714 (Neugebauer, 1992). The first step in that study
was to identify periods when the spacecraft were either (1) clearly
in quasi-stationary flow associated with either coronal holes
(CH), the plasma sheet (PS) surrounding interplanetary magnetic
sector boundaries, or low-speed interstream (IS) flows or (2)
clearly in transient flows marked by helium abundance enhancements
(HAE) or counter-streaming superthermal electrons (also called
bidirectional electron streaming events (BES)). (See Neugebauer
and Alexander, 1991 or Neugebauer, 1992 for additional background.)
For those selected intervals of presumably unambiguous flow type,
the relations between different solar-wind parameters and the
solar-wind speed were determined.
Some of the pertinent relations are shown in Fig. G2. In the
three frames of this figure, intervals of quasi-stationary flow
are indicated by open symbols and intervals of transient flow
are indicated by +'s or x's.
Panel (a) displays proton temperature (units of 105
K) plotted versus proton speed. Above ~400 km/s, the quasi-stationary
flow from coronal holes (squares) is well separated from the transient
flow, as identified by bidirectionally streaming electrons (BES)
or by helium abundance enhancements (HAE). At lower speeds, the
two types of flow cannot be distinguished on the basis of proton
temperature. Panel (b) is a similar plot showing the ratio of
proton temperatures parallel and perpendicular to the interplanetary
magnetic field. We do not plan to carry a magnetometer on the
Genesis mission, but the direction of the interplanetary magnetic
field can be determined (except for its sign) from the ion and
electron distribution functions which are symmetric (gyrotropic)
about the field direction. Panel (b) shows that at velocities
>400 km/s, a high value of Tparallel/Tperp.
is indicative of transient or CME flow. Once again, this
distinction cannot be used at low speeds. (There is some indication
that the method used to reduce the ISEE3 ion data exaggerated
the values of Tparallel/Tperp.
when the plasma was unusually cold, as in CMEs. In Phase B we
will examine data from other instruments, such as those on Ulysses,
to study this matter further.) Panel (c) shows the helium abundance
nalpha/np versus
proton speed. For HAE events nalpha/np
> 0.08 by definition; some of the BES events had high values
of nalpha/np
while others did not.
In Fig. G2, lines have been drawn in each frame to indicate separation
of a range of parameters that contains only intervals of transient
flow from a range of parameters that contains a mixture of quasi-stationary
and transient flows. On the basis of this separation of ranges
together with previous studies of transient flows in the solar
wind, we have defined three indices to use as possible discriminators
of transient versus quasi-stationary solar-wind flow. (Recall
that coronal hole and streamers are both quasi-stationary, but
can be distinguished on speed alone.)
We have calculated and plotted these three indices for each five-minute
interval of ISEE3 observations between August, 1978, and
February, 1980, when the ion detector ceased operation. Fig.
G3 displays the indices for the period Sept. 28 (Day 271) through
Oct. 4 (Day 277), 1978, which included the detection of a well-documented,
high-speed CME (Galvin et al., l987). A period of bidirectional
electron (BES) streaming is indicated at the top of the figure.
We conclude that transient flow was probably present from ~0600
UT on Day 272 through ~1500 on Day 274, with perhaps a brief return
in the middle of Day 275.
The study of the entire set of ISEE3 data agrees with other
studies in that no single parameter is a foolproof indicator of
CME flow because of the inhomogeneous and time-variable properties
of the transient plasma. Although all three indices and an indication
of bidirectional electron streaming occasionally increased in
concert, more often each one increased and decreased during a
transient event, with two or more indicators usually being greater
than unity at any time. In quasi-stationary flow, all indices
were generally well below unity. We found three cases, however,
all occurring in very low speed flow, for which bidirectional
electron streaming was reported but for which there was no other
indication of transient flow; we will try to determine the nature
of those events by examining other plasma and field parameters
in greater detail.
In conclusion, we believe we can quite successfully distinguish
between transient and quasi-stationary plasmas in the high speed
(> ~400 km/s) solar wind using only ion and electron monitors.
Although research is continuing, we are not yet able to do so
with great confidence for the slower wind. We are therefore currently
proposing three sets of collectors--for the high-speed CME, the
high-speed coronal hole, and the low speed solar wind.
References
There are additional features involving the magnetic field and
energetic particles, but those parameters are not planned to be
measured on the Genesis mission. The low temperatures and
high anisotropies are believed to be caused by the expansion of
the CME material as it moves through the ambient, quasi-stationary
plasma, while the counter-streaming hot electrons are probably
caused by the plasma being situated on closed magnetic loops anchored
in the Sun. The high helium abundance is unique to transient
flows; if it is seen, the plasma is almost certainly transient.
After removal of periods in which a spacecraft is magnetically
connected to the Earth's' bow shock, the counterstreaming signature
is similarly highly diagnostic of CMEs . The reverse is not true,
however [Zwickl et al., 1983]; there are probably transient
flows which exhibit neither high helium abundance nor counterstreaming
superthermal electrons.
These indices were defined to be greater than unity for the transient-only
ranges of parameters in Fig. G2 and less than unity for the mixed
quasi-stationary and transient flows.
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